Handling Requests for the Release of PHI

Requesting PHI

  • The College of Optometry may receive requests for PHI to include the following uses:
    • Continuity of care
      • Requests for information to continue care with another provider or facility
    • Government agencies
      • Does not always require a patient’s authorization if the disclosure is permitted by regulation (Examples: disability determination, worker’s compensation)
    • Patient
      • Current patient or patient’s legal representative may request a copy of their healthcare record
      • Past patient or patient’s legal representative may request a copy of their healthcare record if the last transaction was within the past seven years
    • Law enforcement
      • To provide information to assist with an investigation
    • Third party reviewers
      • Agencies that audit the quality and appropriateness of care and documentation for accurate payment

Processing a Request

  • Before releasing any information, the College of Optometry staff will verify the following:
    • The request is compliant with internal policies/procedures and both federal and state regulatory requirements
    • The requestor has the authority to authorize the release
    • The requestor can provide means of identification
    • The request has a valid date
    • Only the minimum necessary information from the Legal Health Record (LHR), a subset of the college’s Designated Record Set (DRS), is determined for release to requestor
    • Information is released within 30 days of request and transaction documentation is maintained for Accounting Disclosure in the format requested