Federal Courts Should Not Run State Elections

The voting problems of the 2000 and 2004 presidential elections have led many to question the validity of elections in the world’s leading democracy, and reform efforts are underway across the country. But one court case in Ohio raises the specter of federal court oversight of the election process, an undemocratic and inappropriate means of fixing the problems with the nation’s election system.

Ohio, the scene of so much controversy during the election last November, is now host to what may become the biggest election case since Bush v. Gore . Brought by the League of Women Voters against Secretary of State Kenneth Blackwell, this lawsuit would put Chief Judge James Carr of the federal court in Toledo in charge of election administration in Ohio.

Claiming Ohio’s election machinery to be dysfunctional, the League asks Judge Carr to order Blackwell to adopt rules concerning all aspects of running an election: the handling of voter registration forms and absentee ballot requests, the purchasing and deployment of voting machines, the hiring and training of poll workers, the development of voter education materials and polling place information, and much more.

The League also wants Judge Carr to require Blackwell to adopt two procedural systems designed to monitor this new electoral machinery: first, an auditing process whereby counties report their compliance with these rules; and second, a remedial process whereby voters can seek redress if wronged by the system. Moreover, leaving no doubt that the League seeks comprehensive court supervision of the state’s electoral apparatus, the lawsuit includes the catch-all request that Judge Carr order Blackwell to do whatever else necessary to “ensure that each county within Ohio conducts efficient, just and fair conduct of elections.”

The League’s claims are based on the U.S. Constitution. Essentially, the League argues that the Constitution’s “equal protection” and “due process” clauses guarantee all American citizens the right that their states operate properly functioning election systems. If successful, the case could be replicated in any other state where election administration is allegedly as deficient as Ohio’s.

Although the spotlight shone on Ohio last fall because of its importance to the presidential race, Ohio’s ability to handle a close election is generally thought by election experts to be about average among the states. Wisconsin , for example, easily could have caught all the attention: Kerry beat Bush there by under 12,000, and thus if Kerry had beaten Bush in Ohio , the nation’s eyes would have turned to the alleged double voting and other irregularities that federal and local prosecutors in Milwaukee are currently investigating.

And witness Washington’s problems during that state’s gubernatorial election last fall. Those defects, which included mishandled provisional ballots, received less national attention than they deserved: had they affected the presidential election, they could not have been resolved in time. Governor Christine Gregoire’s victory was not certified until Dec. 30 – 17 days after the Electoral College was required by Congress to meet to decide the presidency.

Therefore, League of Women Voters v. Blackwell could set the precedent that all matters of election administration in every state are subject to ongoing federal court supervision.

The lawyers for the League clearly understand the national implications of this case. They’ve brought in some of the nation’s leading civil rights organizations and leading law firms – from San Francisco to New York – to present their claims.

Blackwell is asking Judge Carr to dismiss the case as legally unsound, even if all its factual allegations of Ohio’s electoral incompetence are true. Judge Carr is expected to rule soon on this request. Whichever way he rules, this case eventually will go to the federal appeals court in Cincinnati, with intervention by the U.S. Supreme Court ultimately necessary should the League prevail.

Although no one could oppose a well-run election system for Ohio, or any other state, it is quite another matter for the federal courts to invoke “equal protection” and “due process” as sufficient authority for assuming responsibility for making sure a state’s electoral machinery works properly. These majestic generalities give federal judges no guidance on what specific measures are needed to make an election system work properly.

Even election experts disagree on these details. Take the issue of voter ID, for example. Lately, we have seen sharp public debate among experts on what kind of voter ID regime is necessary to protect the integrity of the electoral process against potential fraud. The League itself opposes the kind of photo ID system proposed recently by the Carter-Baker commission on election reform. But if a federal judge has the authority to order state officials to do whatever is necessary to guarantee the “efficient, just and fair conduct of elections” in the state, as the League’s lawsuit asserts, then the federal court can order these officials to adopt the Carter-Baker Commission’s photo ID recommendation.

Furthermore, well-run elections cost money. The League’s suit would require Ohio to spend substantially more money for poll workers. While the state should invest more in its own democracy, that fiscal decision should come from the state’s own elected representatives, not from the unelected federal judiciary. We can remember previous efforts from civil rights lawyers to get the federal courts to order increased state spending on schools, hospitals, prisons, and other public programs. The legacy of that litigation is that the hard choices of taxing and spending must be made by Congress or the states themselves. The federal courts properly lack the power of the purse.

Thus, the federal courts are not the place to fix the problem of poorly run elections. Instead, the solution must come from Congress or state legislatures or, if these representative bodies won’t act, the right of citizens to put initiatives directly on the ballot. The initiative process already has been invoked in Ohio , where the voters this November will pass judgment on four different proposals designed to improve the state’s electoral process.

Self-correcting democracy instead of court-ordered democracy: the choice is obvious.

Let the League loses its lawsuit in the wake of election reforms demanded by the voters themselves. The citizens of each state can address the problems facing their own election systems without the tutelage of federal courts.

Unhappy Trails in California

By Daniel P. Tokaji

California and Ohio were among the first states to enact legislation requiring that electronic voting machines generate a contemporaneous paper record, or voter verified paper audit trail (VVPAT). Recent developments in California show that these laws, though well-intentioned, were a bad idea from the beginning and should be repealed. In reality, the challenges presented by electronic voting are too complicated to be resolved by such simplistic solutions like the VVPAT, which is likely to cause more problems than it solves.

Secretary of State Bruce McPherson recently tested Diebold’s VVPAT-equipped voting system, finding printer jams on 10% of the machines tested. Diebold, for its part, counters that all the votes were accurately captured and that problems occurred only with a small percentage of attempted votes. But printer jams are only the beginning of the problems with VVPAT laws, and the problems go well beyond Diebold.

In 2004, California took a big risk by requiring electronic voting machines to have a VVPAT, before this device had been proven workable or effective. The widely criticized Carter-Baker Commission Report also embraced this device — even though the scant evidence it cites for the proposition that the VVPAT “appear[s] to have worked well” actually supports precisely the opposite conclusion. Now, there’s new legislation on California Governor Arnold Schwarzenegger’s desk that would make the paper record the official ballot for purposes of recounts.

As an initial matter, it’s worth asking why we should assume that paper records are safer than electronic ones. After all, there’s a long history of ballot-stuffing and other types of fraud with paper ballots. By contrast, there’s no documentation of votes having been altered or otherwise “stolen” with electronic voting. That doesn’t mean that electronic voting is foolproof. It does mean that we should be skeptical about assuming that paper is the answer. The only state to have experimented with the VVPAT on any significant scale is Nevada . What little serious study has been done on the Nevada experiment provides reason to question the efficacy of paper printouts, given that very few voters even bothered to check them.

Now, there are new reasons for questioning whether the VVPAT is a good idea. California Secretary of State Bruce McPherson has opposed SB 370, a bill recently passed by the state legislature to require that the VVPAT be used in manual recounts of one percent of precincts. The bill is now on the Governor’s desk, and must be signed or vetoed by October 9. The problem, according to McPherson, is that those records don’t meet the legal definition of a ballot. Also, blind voters can’t see and therefore can’t verify it. McPherson’s right to question the wisdom of this proposed legislation, and Governor Schwarzenegger would be well-advised to veto it. The four leading congressional co-sponsors of the Help America Vote Act (“HAVA”) have expressed a similar concern, stating in a letter to colleagues, ” Not only are such proposals [for VVPAT] premature, but they would undermine essential HAVA provisions, such as the disability and language minority access requirements, and could result in more, rather than less, voter disenfranchisement and error. ”

Moreover, no one has yet attempted to recount all those lengthy paper strips in an effort to achieve an unambiguous, clear election result. Even if the paper strips from one percent of precincts were recounted, it won’t serve as an effective check on election results, particularly if voters don’t check the paper printouts. VVPAT advocates argue that, if the paper records aren’t recounted at all, they’ll be useless. On this point, they’re quite right. Unfortunately, they’re not likely to do much good even if the paper strips from one percent of precincts are recounted. The problem is that some advocates latched on to the VVPAT as the one and only solution, without thinking through whether it was a workable or effective solution to the asserted problem.

The reality is that paperless electronic voting systems have been successfully deployed elsewhere, giving voters with disabilities equal access to a secret ballot and contributing to the estimated million votes saved in the 2004 elections. To be sure, there are genuine concerns regarding the security and transparency of electronic voting. But there are other mechanisms by which to pursue these values are much more likely to be effective. One example is parallel monitoring, already employed in California , which in 2004 showed that electronic voting systems performed with 100% accuracy. Another possibility is to develop technology that relies on “open source” software.

Rather than demanding simplistic solutions like the VVPAT, we should be pursuing alternatives that will genuinely enhance the security and transparency of electronic voting. That’s essentially the approach recommended by an excellent report entitled Asking the Right Questions of Electronic Voting, recently published by the National Academies’ Committee on a Framework for Understanding Electronic Voting. In marked contrast to the Carter-Baker Commission, the National Academies report takes a research-driven approach to the problems presented by electronic voting. The committee finds that “electronic voting systems offer potential for voting and election management that is an improvement over what has thus far been available,” but that realization of this potential will require:

ongoing effort that includes support for a new national research process, with research laboratories at the national, regional, or state levels; the implementation of research and development efforts to resolve the security and usability issues associated with existing and new election technologies; a lasting commitment to open and dynamic standards, testing, and certification efforts for election technologies; and ongoing efforts to educate election officials, poll workers, voters, and the general public about these new election technologies….

In other words, improving existing voting systems isn’t nearly as simple as hooking up a printer to them. The report wisely avoids getting sidetracked on the issue of whether to require a VVPAT, instead recognizing that the present debate “has been carried out in the absence of substantial empirical data about how a VVPAT would actually work in the context of direct recording electronic systems.”

Although the VVPAT may serve as a placebo for some voters, the consequence of this requirement may well be that states like California won’t be in compliance with HAVA’s 2006 deadlines, and face the prospect of giving back millions of dollars to the federal government. Worse still, it may lock in technology that will likely prove ineffective and obsolete in a few years. States that rushed to embrace the VVPAT would be well advised to abandon the false solution, and instead pursue the more promising approach advocated by the National Academies.

Unhappy trails are sometimes paved with good intentions.

The Carter-Baker Report: Two Wrongs Don’t Make a Right

By Daniel P. Tokaji

Prof. Tokaji served as an expert consultant to the Carter-Baker Commission, but had no role in preparing its report and was not privy to the Commission’s deliberations.

Yesterday, the Commission on Federal Election Reform, better known as the Carter-Baker Commission released its report “Building Confidence in U.S. Elections.” For those who had hoped for an evidence-driven inquiry into the best way to improve our elections system, the report is largely a disappointment. The report is long on pronouncements about what ought to be changed, but short on evidence that supports its chosen recommendations. Two of its most significant recommendations embrace simplistic solutions, one urged by those on the left and the other by those on the right. These recommendations seem designed to broker a political compromise, but would actually make our election system worse rather than better.

Because advisory commissions lack the power to pass laws, their power rests largely on credibility. At their best, bipartisan commissions can deploy systematic empirical research to cut through partisan self-interest and provide a basis for consensus among those of diverse ideological perspectives. The immediate predecessor of the Carter-Baker Commission, the National Commission on Federal Election Reform (more commonly known as the “Carter-Ford Commission”) was a fine example. The Carter-Ford Commission’s 2001 report was based not just on the opinions of a diverse group of election experts, but also on meticulous research. This included a series of task force reports that rigorously analyzed the problems that our election system faced. The Carter-Ford Commission made recommendations based upon this careful research, that eventually led to enactment of the Help America Vote Act.

At their worst, bipartisan commissions simply paper over difficult issues, substituting superficially appealing solutions for rigorous inquiry into the problems at hand. Such reports may produce a report that can be marketed to politicians and the public, but are unlikely to present a workable and effective solution to the issues they purport to address. Worse still, the ultimate recommendations may play more upon rhetoric than on a careful examination of the evidence. If a commission report lacks a sound evidentiary basis, then its credibility – and thus power to persuade – is diminished.

Regrettably, the newly published report from the Carter-Baker Commission comes much closer to the latter type of report than the former. The two recommendations likely to generate the most attention are: 1) to require that voters show photo identification in order to have their votes counted, and 2) to require that electronic voting machines generate a contemporaneous paper record of the electronic vote, or “voter verifiable paper audit trail” (VVPAT). Advocates on the right have been pressing for strict ID requirements, while support for the VVPAT has largely come from those on the left. The Carter-Baker Commission’s report marshals precious little evidence to support either of these key recommendations – and what little evidence that the Commission identifies cuts directly against both of them.

The “REAL ID”

The question whether to require voters to show photo identification has been the most contentious issue to emerge since the 2004 elections. In Indiana and Georgia, Republican legislators have succeeded in enacting bills to require that voters show photo identification when they appear to vote. These laws are ostensibly motivated by concerns about voting fraud. When one actually looks at the evidence, however, there’s little of it to support the conclusion that fraud is widespread – much less than requiring photo identification is an effective way to curb what little fraud does exist. Voting rights advocates have also pointed out that elderly voters, people with disabilities, the poor, and racial minorities are much less likely to drive, and therefore more likely to lack photo identification. A recent Wisconsin study, for example, found that only 22 percent of black men between the ages of 18 and 24 have a driver’s license.

Instead of taking serious account of the evidence, the Carter-Baker Commission recommends that all voters be required to show so-called “REAL ID” cards if they wish to have their votes counted. Though the Commission portrays itself as adopting a middle-ground approach, the proposal that is actually more extreme than that which has been taken by any state to date. Effective 2010, a government-issued “REAL ID” would be required of all voters who wish to have their votes counted.

The Carter-Baker Commission makes this recommendation against the available evidence. As its report admits: “There is no evidence of extensive fraud in U.S. elections or of multiple voting.” The report brushes to the side the evidence uncovered by the Carter-Ford Commission’s task force, that between six and ten percent of voting-age Americans lack a driver’s license. Nor does the Carter-Baker Commission attempt even a cursory cost-benefit analysis – it does not include any assessment of whether or not the supposed benefits of requiring photo identification outweigh the considerable burdens it imposes on our most vulnerable citizens.

The Carter-Baker Commission can at best be characterized as paying lip-service to the grave voting rights concerns surrounding strict voter ID laws that have led civil rights advocates to label such proposals the “new poll tax.” Already, the Brennan Center for Justice and Professor Spencer Overton, a member of the commission, have released a lengthy rebuttal to the Carter-Baker Commission’s REAL ID recommendation. This response references empirical research that the Carter-Baker Commission avoided, making a strong case that requiring photo ID would impose substantial barriers on voting rights while having little tangible benefits.

The Paper Trail

The Commission’s recommendations regarding voting technology are similarly lacking in evidentiary support. The Commission recommends that Congress require that voting equipment generate a “voter verifiable paper audit trail.” Here again, the purported justification for the recommended reform is to deal with worries about fraud – in this case, the concern that an insider might tinker with voting machine software to rig an election. On this issue, however, concerns about fraud have mostly come from those on the left rather than those on the right.

As is the case with the concerns of voter fraud that drive ID proposals, one cannot say that the prospect of machine fraud is beyond the realm of possibility. But here again, the Commission exaggerates the magnitude of the problem and proposes a solution that is likely to make things worse rather than better. While there’s a long history of election officials tampering with paper ballots, there’s little evidence that this is occurred with electronic voting software, or that it could occur if appropriate procedural checks are in place. More important, the Commission’s proposed fix is unlikely to be a workable and effective solution to the legitimate security concerns it raises.

The Commission would have been much better off had it carefully examined the experience of the states. While a handful of states have adopted laws to require that electronic voting machines produce a VVPAT, only one state – Nevada – has experimented with this device on any significant scale. A logical starting point for analysis would be to engage in a careful study of Nevada’s experience in the 2004 election. But the most that the Carter-Baker Commission can say about Nevada’s VVPAT experiment is that it “appear[s] to have worked well.” Instead of relying on research on what actually happened, the Commission makes policy recommendations – for federal legislation no less – based on appearances.

Even worse, the only authority that the Carter-Baker Commission cites for the proposition that VVPAT machines “appear to have worked well” is a study by Professor Ted Selker, co-director of the Caltech-MIT Voting Technology Project. But as discussed here, Professor Selker’s real views are, in his words, “exactly the opposite” of those that the Carter-Baker Commission attributes to him. Professor Selker’s research has raised serious questions about whether voters will actually check paper copies of their electronic ballots and thus whether they will be an effective antidote to concerns of ballot security.

Such errors on the Commission’s part would be easier to excuse, if there were more evidence to support its conclusion that the VVPAT is a workable and effective solution. But in fact, the evidence points in precisely the opposite direction. The Commission does not examine the experience of California and Ohio, states that have adopted VVPAT requirements. In California’s recent test of one VVPAT system showed that 10 percent of machines experienced paper jams. The problems in implementing the VVPAT have led Los Angeles County – the nation’s largest and most diverse voting jurisdiction – to stay with a subpar central-count optical scan voting system. The Commission also overlooks the experience of Ohio, where requiring the VVPAT led counties to stay with unreliable punch card systems in the 2004 elections. Ohio’s VVPAT law will also result in one (or at most two) voting machine companies being given a monopoly on the state’s electronic voting business, despite the fact that neither VVPAT device has been used in real-life elections on any significant scale. The Carter-Baker Commission’s failure to examine the evidence – and, even worse, its mischaracterization of the slender evidence upon which it purports to rely – raises serious questions of credibility.

Credibility

The credibility of the Carter-Baker Commission report is further called into question by the way in which it chose to handle dissent. Buried at the end of the report (pp. 88-91) are no less than ten separate statements by members of the commission, including dissents on the issues of voter ID and the VVPAT. The report says that “[a]ll of the Commission Members are signatories” to the report and that some commissioners were “asked to limit [separate statements] to 250 words.” In fact, some of the dissenting commissioners were not merely asked but required to limit their separate statements to this length. And it is abundantly clear that there are several recommendations – including those concerning ID and the VVPAT – on which there was dissent. This forced Professor Overton to create a separate website (http://www.carterbakerdissent.com/) in which to explain his reasons for dissenting from the REAL ID recommendation. Professor Overton also highlights some other problems that he believed to exist with the processes the Commission followed.

Given the importance and complexity of the issues addressed, limiting dissenting statements to such a short length is inexplicable. One is only left to conclude that the Commission’s leadership sought to create an appearance of consensus on issues as to which none existed. For a body whose ability to influence policy depends entirely on its credibility, this is especially distressing.

In sum, the Carter-Baker Commission’s discussion of the voter ID and paper trails – in addition to its handling of dissenting viewpoints – leaves much to be desired. Rather than adopting an evidence-based inquiry, the Commission has provided a sop to the left and a sop to the right. That’s a shame, given that there are other proposals in the report that have much more to recommend them, foremost among them its proposal for nonpartisan election administration. It would be unfortunate if such worthy recommendations were lost, due to the absence of rigorous analysis evident in the Commission’s treatment of hot-button issues like voter ID and paper trails, as well as its handling of dissenting views. These aspects of the Commission’s report can only diminish the credibility – and thus the ultimate impact – of its more considered recommendations.

How to Hire a Fair Election Law Umpire?

Last week, Election Law @ Moritz was fortunate to host a conference on “Independent Election Administration: Who Draws the Lines, and Who Counts the Votes?” Organized by my colleagues, Dan Tokaji and Steve Huefner, this two-day event assembled from around the country a distinguished group of scholars in our field. (For a complete list of participants, see here.) While the conference, not surprisingly, did not yield any definitive conclusions on how best to achieve impartiality in the drawing of district lines or the administration of voting procedures, it did crystallize – at least for me – some key points concerning the quest for increased fairness in our nation’s electoral systems.

Although the conference was initially structured to address both redistricting and vote tabulation, the proceedings developed a sharp impression that the two topics need to be addressed separately. To be sure, partisan bias may inappropriately infect both kinds of decisions, but the disease does not manifest itself in exactly the same way in both contexts, and the different conditions call for different cures.

Redistricting is the more complicated situation: ideally, a fair redistricting process would protect against undue incumbency entrenchment, as well as preventing one political party from capturing an excessive advantage against another. Nor is there any clear consensus on how a perfectly impartial “redistricting czar” should go about drawing the lines in any given case, in light of all the legitimate competing values at stake whenever lines are drawn (balancing, for example, both geographic and demographic considerations in an effort to make the legislature representative of the citizenry). Consequently, there was a sense at the conference that redistricting should be done by some kind of multi-member body that itself is representative of the citizenry, yet in a way that is not beholden to the self-interests of current legislators or political parties.

Heather Gerken offered the intriguing suggestion that randomly selected “citizens assemblies” develop redistricting plans to be submitted to voters for approval in a referendum. There were the inevitable questions about how such “citizens assemblies” would operate: who would lead their deliberations? who would provide information to them concerning redistricting options? for how long would they meet and how would they be paid? would service on them be voluntary or mandatory (as is the case with juries)? how large would they be and would pure randomness be preserved as the sole selection criterion, even if the result was a body that seemed distinctly unrepresentative of the citizenry on some important dimension (race, sex, age, occupation, level of educational attainment, level of personal income, and so forth)? Despite these important questions, the idea of redistricting by “citizen assemblies” remains worthy of pursuit.

The difficulty of structuring such “citizens assemblies” so that they represent the citizenry fairly reminds one of the difficulty of structuring a fair constitutional convention. The similarity is not surprising: the task of drawing district lines is part of setting up the basic framework for the operation of the legislature, which is the primary function of a constitution. Redistricting must occur more frequently that rewriting the state’s constitution, but there is a strong consensus that it should not occur too frequently: no more often than once every ten years. One can think of redistricting as a process of episodically updating the basic constitutional architecture based on population shifts, and therefore the body that engages in redistricting can be conceived as a “limited-purpose constitutional convention” that confines itself to the fundamental assignment of drawing legislative lines without revisiting the rest of the constitutional design. In this light, it is appropriate to select members of the redistricting body in the same way as one would select members of a constitutional convention, and although random selection has not often been used as a method of appointing delegates to a constitutional convention, perhaps it should be – especially since any process by which delegates to the convention are elected from districts simply replicates the redistricting problem in the structure of the constitutional convention itself. In any event, the need for better structured redistricting bodies continues, and the idea of randomly selected “citizens assemblies” to conduct this task, subject to the approval of the citizenry as a whole, is a promising one.

By contrast, minimizing partisanship in the vote tabulation process, or what is often called “election administration” (addressing the range of voting procedures from registration through recounts), requires an institutional structure very different from a citizens assembly. Most states currently repose the ultimate administrative authority over these matters in a single chief elections officer, usually the Secretary of State. The problem with the current arrangement is that the Secretary of State is a partisan official, not that these administrative responsibilities are given to a single government official. Many of the administrative decisions that a state’s chief elections authority must make are interpretations of existing statutes and regulations in the midst of fast-moving developments immediately before or after the election occurs. Given the need for speed, it is preferable that these decisions be made by a single individual rather than a multi-member body.

Moreover, because it is generally recognized that it is far preferable to have as much of the law of election administration codified in advance of the election (either by statute or by administration regulations promulgated through a notice-and-comment rulemaking proceeding), a well-designed system would minimize the degree of discretion available to the state’s chief elections officer when making interpretative decisions in the midst of a fiercely contested election. Such discretion could never be eliminated entirely, to be sure – which is why this office must be insulated from partisanship insofar as is feasible. But the narrowly circumscribed discretion of this office, limited to the enforcement of specific statutory and regulatory directives, indicates that there is no need for a state’s elections authority to be structured as a multi-member body representative of the citizenry in all its demographic and geographic diversity. This office truly functions as an elections umpire, and thus it should be structured in such a way to best achieve this umpire role.

The single most critical attribute of an umpire is that this individual not be a member of either team that is participating in the contest. Therefore, in our elections system, the umpire must be neither Democrat nor Republican – or at least equally acceptable to both sides. One potential way to achieve this neutrality is to adopt Rick Hasen’s suggestion that a state’s chief elections officer, before appointment by a governor, receive approval from three-fourths of the state’s legislature. This suggestion assumes that state legislatures are not so dominated by one party that it controls three-fourths of the seats. Reasonable as that assumption may be, a more direct way to assure the equal assent of both Democrats and Republicans to the identity of this umpire would be to explicitly require the consent of the two parties’ leaders. For example, the chief elections officer could be appointed upon submission to the governor of a name jointly approved by the leaders of both the majority and minority parties in the state legislature.

In any event, it seems particularly important that this office itself not be an elected position. Even if the election were nominally nonpartisan, candidates for this statewide position would seek and receive support from one or the other of the two major political parties during the campaign, and thus their ability to be an impartial umpire would be compromised. Being unelected does not mean this umpire would be unaccountable: for example, its term of office could be structured so that, after each two-year election cycle, the umpire would need reapproval from the leadership of the majority and minority parties in the legislature in order to be appointed to another term.

As an alternative to moving the functions of a state’s chief elections officer from an elected Secretary of State to an appointed position of the kind just described, it has been suggested that certain limits be imposed on the partisan activities of elected Secretaries of States. While some reduction of partisanship is certainly better than none, the idea of impartial umpire remains compromised if the state’s chief elections officer retains any partisan affiliation. In baseball would it suffice if the umpire could be on the payroll of one of the two competing teams as long as the umpire did not serve on the team’s coaching staff? The only reason to promote such modest reform measures is that they are the only ones feasible in the short run.

But another significant lesson learned at the conference is the importance of achieving what’s feasible. Perfection is often the enemy of the good, it was said several times. Or “politics is the art of the possible,” to quote the old cliché. As scholars continue to explore ways to reduce inappropriate partisanship in either redistricting or election administration, increased attention needs to be given to the feasibility of scholarly proposals.

Is There a Middle Ground in the Voter ID Debate?

With this installment, Election Law @ Moritz resumes its regularly scheduled series of Weekly Comments. As a new feature this academic year, from time to time we will post contributions from Guest Commentators. If you would like to submit a Guest Comment for our consideration, please email Laura Williams at electionlaw.osu.edu.

The left and the right are increasingly trading accusations in the debate over new voter ID laws, and the rhetoric is heating up. Georgia’s new law has been called the new “Jim Crow,” although similar measures have recently been enacted in non-Southern states like Arizona and Indiana. (Wisconsin’s legislature, too, has passed this kind of law, although it has been vetoed by Governor Doyle). Defenders of such measures say opponents are willfully blind to the possibility of fraud unless a photo ID requirement is imposed.

Given that heels are digging in, it might seem naïve to search for a compromise. Yet it is imperative to do so. Election laws cannot serve their intended function unless they are accepted by both the left and the right as fair means for conducting the competition between these two political camps to win approval from the citizenry. If the right insists that a voter ID law is necessary to make the electoral process legitimate, while the left simultaneously says that the same ID law makes the electoral process illegitimate, then it becomes impossible for our society to settle upon rules of procedure for a fair contest between opposing political forces.

With that observation in mind, it is worth searching for a middle position on the voter ID issue, even if at the outset a successful conclusion to this endeavor is far from assured.

In principle, some form of identification requirement should not be objectionable to liberals. Voting is an activity that only the eligible are entitled to engage in, and so it is not unreasonable to ask citizens for some information to demonstrate their eligibility. For example, liberals do not generally object to the traditional requirements that voters provide their names, addresses, and signatures before casting their ballots.

Conservatives, however, say that these traditional requirements no longer suffice because an imposter easily could forge a signature and, in contemporary society, poll workers are unlikely to distinguish eligible from ineligible voters simply by looking at their visages. Therefore, according to these conservatives, a photo ID is necessary to show the voter’s eligibility. The picture will show that the person standing before the poll worker is the same one who, according to the poll book, is registered to vote under that particular name and address.

Liberals object, however, to a photo ID requirement on the ground that it is burdensome to citizens who do not have a driver’s license, passport, or comparable document. Part of the burden is cost, which can be addressed by making a valid photo ID free of charge. Another part of the burden is the difficulty of accessing locations where no-charge IDs may be obtained. That problem could be remedied by making them available at any post office, public library, or public school, as well as other social service agencies (hospitals, police stations, and so forth).

But a remaining concern of liberals is that, even if photo IDs are easily obtained, many voters will fail to bring them to the polls on Election Day. Public reminders may be issued, including public service announcements on TV. Still, some voters are forgetful, perhaps senior citizens more so than younger adults, and thus the obligation to carry an ID to the polls might serve as a barrier for these eligible citizens.

A potential solution to this problem is to break the connection with the photo requirement and the obligation to produce identification at the polls. Eligible citizens could be required to provide a photograph at the time they register to vote, and poll workers would match this photograph with the image of the person standing in front of them. Given the availability of digital photography, the photos of registered voters could be stored in electronic poll books and easily “pulled up” with a click of a computer mouse when voters sign in to vote.

These electronic photos should satisfy the anti-fraud concerns of conservatives as much as printed photos that citizens would be required to bring to the polls. After all, the purpose of a photo ID requirement – beyond the traditional requirement of providing one’s name, address, and signature – is to compare the likeness of the person seeking to vote with the photograph that is linked to the name and address of the registered voter (whom the flesh-and-blood person purports to be). This function can just as easily occur by comparing the likeness of the person with the computerized photo in the electronic poll book, which was linked to the name and address of the registered voter at time of registration.

Of course, to satisfy the concerns of liberals, a requirement to provide a digital photograph at time of registration would have to address the cost and accessibility issues identified earlier. But, again, a system in which citizens could go to a wide variety of public offices (including post offices, libraries, and schools), where clerical officials would be authorized to take a digital photo of the citizen and then email it to the applicable board of election, without any cost to the citizen, would satisfactorily address these concerns. In addition, for those citizens seeking to register by mail, they could be permitted to email their own digital photos of themselves, if they conform to “passport style” specifications. In this way, nursing homes and other senior citizens centers could take “at home” digital photos of their elderly residents and email them to the board of election, without requiring these elderly citizens to travel to a post office, library, or other public building. (Another comparable approach would be to permit individuals to become a kind of “deputized notary public,” trained to take the right sort of digital photo, so that other citizens could meet with any of these designated individuals whenever and wherever it would be convenient.) Moreover, as an alternative, those citizens who do not submit a digital photo at time of registration could provide the more conventional form of photo ID (like a driver’s license) at time of voting, making either approach an equally available option, depending solely on which the particular citizen prefers.

Liberals might still complain that any form of photo ID requirement is unnecessary to reduce the risk of fraud and, in any event, will be ineffective if inapplicable to absentee voting. The point about absentee voting is surely a valid one. (For this reason, one wonders whether it is wise to expand the availability of at-home voting, as many states are doing.) If individuals sitting at home can vote without providing any form of photo ID, the opportunity for fraud exists even if voters who go to the polls are subject to a photograph requirement. One way around this discrepancy would be to require absentee voters to submit a photocopy of their photo ID when they mail in their absentee ballot. Or, if the digital photo proposal is adopted, absentee voters could mail with their ballot a printed copy of the digital photo they submitted as part of their registration. In the future, absentee voters might simply email a second copy of their digital photo when emailing their absentee ballots.

A liberal objection to any form of photo ID requirement is more difficult to sustain, particularly if the goal is a compromise acceptable to both sides. To be sure, the frequency of fraud at polling places that would be preventable by a photo ID requirement may be fairly low – there is a clearly a debate between conservatives and liberals on this factual point – but it is not non-existent. Liberals acknowledge the possibility of fraudulent absentee voting, saying that its risk is greater than polling place voting. But if an imposter can obtain and submit an absentee ballot, he or she can show up at a polling place purporting to be someone else. Even if the latter is more difficult, the lack of a photo ID requirement makes this deceit easier than it otherwise would be.

Thus, an acceptable compromise must take the form of a photo ID requirement that is not unduly onerous. The proposal here, to permit voters to submit an easily obtainable and no-charge digital photo at the time they register, as an alternative to having to produce a driver’s license or comparable photo ID when they go to the polls on Election Day, satisfies this objective. Pursuing this proposal would enable both sides to move beyond the vituperative rhetoric that increasingly, and unfortunately, is clouding the policy debate on this topic.

Goodbye Mr. Smith, and Welcome Back to Ohio

[no author indicated]

Please Note: The next Election Law @ Moritz Weekly Update will not be sent out until September 6, 2005.

Next month, Bradley Smith is leaving the Federal Election Commissioner after six years of dedicated service and returning to the law faculty at Capital University where he taught before becoming a Commissioner. There will likely be no speeches in Washington thanking him for his contribution to the democratic system we hold so dear. But he deserves those thanks nonetheless.

Mr. Smith was vilified in Washington from the moment of his nomination. Mr. Smith’s academic scholarship prior to his appointment indicated that he was a strong opponent of campaign finance regulation. He appeared to support a laissez-faire approach to regulation, and campaign reformers saw it as ridiculous that an opponent of campaign finance law would be appointed to the FEC. It was the classic case of the fox guarding the hen house, they said.

But it is just because of his opposition to major campaign finance reform (he would say regulation), that Mr. Smith was a valuable member of the Commission. Mr. Smith made those of us suggesting further regulation consider those suggestions carefully before proceeding.

Mr. Smith stood true to his academic view that further campaign finance regulation was unnecessary, and he was often the bane of the reform community. While some of us believe Mr. Smith is wrong in his view that major reform was not necessary, it should be no surprise that he has been consistent in that view throughout his tenure. Even when further regulation was supported by his party and his President, Mr. Smith held firm that further regulation, especially in the middle of the election, was problematic. He proved himself to be what we must hope for in our public servants, a man of integrity, who stood firm for what he believed despite considerable political pressure.

In an era when politics has invaded the internet and the potential regulation of political bloggers raises thorny questions about where the risk of corruption becomes too attenuated and the interference with political freedom becomes too great, even the most ardent pro-regulation campaign finance reformers should appreciate Mr. Smith’s cautionary perspective. Yet, as Mr. Smith returns to Ohio , and its current problems with “pay-to-play” scandals, we look forward to his thoughts on whether disclosure suffices to protect against corruption.

Ultimately, however, as Mr. Smith makes this transition back to academia, what is most important to remember is that he passionately served his country to promote a system of democracy that he loves. For that, we owe him our thanks. Thank you Mr. Smith, welcome back to Ohio.

What Should the New Justice Do About Campaign Finance?

In few areas of law will Justice O’Connor’s replacement have a greater impact than in campaign finance. To be sure, abortion and affirmative action are more prominent topics on which Justice O’Connor represented the swing vote. And in the adjacent election-law field of racial gerrymandering, Justice O’Connor proved to be the decisive fifth vote for upholding a districting plan that considered race as a contributing, but not overriding, factor. But the potential change in campaign finance law after Justice O’Connor is replaced is as sweeping and significant as in these other areas – and more imminent if the Court agrees to consider two cases currently on its docket.

Justice O’Connor was the surprising fifth vote to uphold the constitutionality of a key provision in the recent McCain-Feingold campaign reform law: a prohibition on the use of corporate funds for candidate-specific messages broadcast within 30 days of an election. Justice O’Connor evidently based her decision on the doctrine of stare decisis (that the Court’s prior decisions should not be overruled absent an especially strong justification for doing so), since she had voted to invalidate a similar prohibition on corporate spending a decade earlier. The Court now has before it a follow-up case involving the same McCain-Feingold prohibition on corporate spending. Although the plaintiffs in the new case are asking only that the Court invalidate this prohibition as applied to a specific subset of candidate-specific messages – those broadcast by issue-oriented not-profits urging an incumbent member of Congress to take legislation action – Justice O’Connor’s replacement could use the new case as a vehicle for invalidating the corporate prohibition entirely, thereby overturning Justice O’Connor’s earlier decision. While such a move would surely show less respect for the doctrine of stare decisis than Justice O’Connor had, some justices exhibit a eagerness to revisit the Court’s earlier decisions even in their first few years on the job.

Even more significantly, a case from Vermont offers the Court an opportunity to revise, or repudiate, the basic framework for campaign finance cases that it adopted thirty years ago in Buckley v. Valeo. The Buckley compromise, as it has come to be known, is that limits on campaign contributions are generally permissible while limits on campaign spending are generally not. (The Court’s decision to uphold limits on corporate campaign spending is an exception to the general rule, justified by the Court on the ground that individual citizens associated with the corporation remain free to spend unlimited personal funds on candidate-specific messages as long as they do not use the corporation’s money for this purpose.) The State of Vermont has sought to challenge this Buckley compromise by enacting new limits on the amount candidates can spend. The State of Vermont attempts to justify these new limits on the ground that the Buckley compromise has proved untenable: by permitting caps on the size of contributions while rejecting caps on the amount of money candidates spend, Buckley has forced candidates to devote ever-increasing amounts of time to obtaining low-dollar contributions from a widening circle of contributors. The time devoted to fundraising takes away time available for legislating, or otherwise doing the public’s business, and therefore – according to Vermont – protecting a politician’s time is a reason to limit campaign spending that was never considered in Buckley.

It is conceivable that Justice O’Connor’s replacement could provide the fifth vote necessary to accept Vermont ‘s argument. The four so-called “liberal” Justices on the Court – Stevens, Souter, Ginsburg, and Breyer – are generally sympathetic to campaign finance reform measures, and some of them (Stevens especially) have voiced a willingness to revisit Buckley with the view of upholding campaign spending measures of the kind that Vermont has adopted.

It is more likely, however, that the new justice will join the four existing “conservatives” on the Court to revisit Buckley from the opposite direction: to maintain the Buckley hostility to spending limits, but overturn the Buckley acceptance of contribution limits. These justices would agree that Buckley has proved untenable. But their solution to the problem would be to remove caps on large-dollar contributions. As long as contributions are disclosed, these justices would argue, the risk of corruption does not justify restricting the freedom to contribute as much money as one would like.

Only Justice O’Connor seemed devoted to maintaining the Buckley compromise. Again, her respect for stare decisis seems to explain her adherence to the Buckley framework even as it was coming under intense assault from both the left and the right. Even if the compromise was flawed, and its fissures were growing wider as the pressures of fundraising increased, it seems that? Justice O’Connor apparently wanted to keep the compromise intact just because it was settled law. Will the new justice display an equal willingness to keep a flawed precedent in place?

Although it is likely that the new justice will arrive at the Court with already well-developed views on the subject of campaign finance, in the few days remaining before the identity of the new nominee is known, it is worth speculating on what ideally the new Justice should do on the question of whether to retain or jettison Buckley. Because we are ignorant about the identity of the new justice, we can ask what the right decision is without preconceptions of what the justice will do based on the justice’s past track record.

Asking this question is the easy part. Answering it is very difficult, in large part because the doctrine of stare decisis is itself so unsettled right now. In the last twenty years, the Court as an institution and each justice individually has displayed erratic adherence to the self-professed obligation to uphold erroneous precedent. The Court famously upheld Roe v. Wade, the abortion precedent, in its 1992 Casey decision – even as some justices in the five-member majority suggested that they might have rejected the Court’s position in Roe had they been on the Court back in 1973. But in the second sodomy case, Lawrence v. Texas, the Court (including several of the same individual justices as in Casey ) announced that they must overrule the initial sodomy decision, Bowers v. Hardwick from 1986, just because it was so egregiously erroneous.

It’s hard to know whether the Court should adhere to Buckley if a majority of the justices view the precedent as severely mistaken. On the one hand, the doctrine of stare decisis does not mean much if the justices are willing to abandon a precedent just because they think it is incorrect. Rather, the whole point of stare decisis is that the mere fact that the question was decided previously means that the same question will not be revisited even if there is reason to believe that the previous decision was wrong. The consequences of the doctrine might be described pejoratively as being “stuck with a mistake no matter how bad,” but being stuck with mistakes actually has its advantages. Stability in the law is an important value, especially so for election law (for the reasons discussed in a previous Weekly Comment). If the Court were less willing to overrule its precedents, there would be less intensity to the looming confirmation battle over Justice O’Connor’s replacement. Simply put, the stakes would be less high if the new justice were obligated to work within the parameters of existing decisions rather than being free to undo whatever parts of the Court’s past efforts that the new justice considers objectionable.

On the other hand, even the doctrine of stare decisis itself recognizes that it sometimes is necessary to revisit past precedents in light of changed circumstances. If a prior decision rested on factual premises that are no longer true, then the underpinnings of the decision may have collapsed, leaving the Court with a rule that no longer makes any sense. Likewise, developments in technology or other cultural transformations may render an old decision inappropriate in a way that would not have been true when originally decided. The doctrine of stare decisis always has had enough flexibility to accommodate such situations, and arguably Buckley falls into this category. Political campaigns look a lot different today than they did thirty years ago, in part because of the development of the 24-hour continuous news cycle (as a result, first, of cable television and fax machines and, later, the Internet and e-mail). Because information technology has altered the dynamics of political campaigns, perhaps the law of campaign finance should change to reflect this new reality.

Moreover, if a Supreme Court decision causes a particularly pernicious consequence that was unanticipated at the time the decision was made, the doctrine of stare decisis permits the Court to revisit its ruling in light of its unanticipated real-world implications. Perhaps the best example of this situation is the famous Flag Salute cases from the 1940s. After the Court in the first case rejected the claim that the Constitution protects Jehovah’s Witness schoolchildren from compulsory flag salutes, outbreaks of violence against Jehovah’s Witnesses occurred when they continued to follow their consciences in refusing to salute the flag. In the wake of this persecution, the severity of which was beyond anything the Court imagined when it rejected their original constitutional claim, the Court three years later overruled the first decision.

Although Buckley has not resulted in political violence, it has had the unanticipated effect of the kind that led to the enactment of the new Vermont spending limit. It is now widely recognized that, by restricting the supply of campaign cash while leaving the demand for campaign cash unrestricted, Buckley had the destabilizing effect of requiring candidates to increase rather than decrease their fundraising efforts. While economists might have predicted this result, the Court in Buckley did not undertake an economic analysis of its “contribution limits yes, spending limits no” approach. Thus, a strong argument can be made that the doctrine of stare decisis permits the Court to revisit Buckley in light of its unanticipated consequences.

Even so, the question of revisiting Buckley remains complicated. Let’s suppose the new justice feels free to entertain constitutional questions involving campaign spending (and contribution) limits as an original matter, without the constraint of precedent. It is highly debatable what views a new justice should adopt on this subject as an original matter.

The most salient feature of campaign finance law is that there are, as there have always been, two strongly held and philosophically inspired views concerning the legitimacy of campaign finance regulation. One view, the libertarian position, sees both contribution and spending limits as unjustified infringements on political freedom. The other view, the egalitarian position, sees both contribution and spending limits as necessary to achieve a fair political process open equally to all citizens. Both philosophical views resonate in constitutional law, as the Constitution protects both political liberty and political equality.

Neither philosophical view can claim to be mandated by the intentions of those who authored the relevant clauses of the Constitution. Those who added the “freedom of speech, and of the press” provisions to the Constitution were not thinking about campaign finance regulations. Nor were the authors of the “equal protection” clause.

Without guidance from the authors of the Constitution, a justice must decide for herself (or himself) if one or the other of the philosophical visions better accords with the democratic values of the Constitution overall. Considering this question, would a new justice without any preconceptions on the topic of campaign finance, approaching it with an entirely open mind, adopt the libertarian or egalitarian position? So far, however, no one has discovered objective philosophical truth on the subject.

Thus, perhaps the most important thing for a new justice to recognize about campaign finance is the existence of this irreconcilable philosophical divide as a matter of first principles. And this recognition affects the question whether the Buckley compromise should be overruled under the doctrine of stare decisis. It is harder to justify overruling a precedent when there is an irreconcilable philosophical divide about what position should replace it.

Philosophical uncertainty on the topic of campaign finance should lead the new justice – and the Court as a whole – to embrace a kind of institutional modesty in this area of law. The Court should impose neither the libertarian nor the egalitarian vision, but instead let the political process itself experiment with different versions of both approaches. To be sure, the Court has an important role in protecting the democratic process from self-serving legislation adopted by legislators desiring to protect themselves as incumbents. Likewise, the Court must carefully and clearly demarcate the boundary between campaign and non-campaign activities, so that whatever rules it permits regarding the distinctive domain of campaign finance do not spill over into the realm of politics generally.

These two caveats suggest the outline of a doctrine the new justice could adopt regarding campaign finance cases: the Court will uphold new experimental legislation in the area of campaign finance unless (a) it is apparent that the legislation, by protecting incumbents from challengers, thwarts the robust competition required in democratic elections or (b) the legislation intrudes beyond campaign finance and begins to regulate non-campaign political discourse.

This doctrinal formulation is not entirely consistent with the Buckley compromise as it would be more open to experimental spending limits than Buckley would allow. A new justice could justify this deviation from Buckley on the ground that the unanticipated consequences generated by the Buckley compromise demonstrate the need for more institutional modesty on the part of the Court in this area of law. Modifying Buckley to decrease the Court’s oversight of experimental campaign finance legislation – as long as the Court does not abandon oversight entirely – is institutionally more consonant with democracy than modifying Buckley to increase judicial supervision of campaign finance laws.

In other words, let the legislature adopt the disclosure-only libertarian vision of campaign finance if the legislature, reflecting the will of the citizenry, thinks that approach is preferred. But the Court should not impose that vision on the citizenry – not when the Constitution’s text and original intent do not clearly mandate it, not when the philosophical debate over that vision remains so irreconcilable, and not when it cannot be shown that the legislature’s experimentation with an alternative approach prevents robust electoral competition (so that citizens can elect libertarian legislators if that becomes their preference).

Once the nation knows the name of the new Supreme Court nominee, lifting this veil of ignorance, we will be in a much better position to assess the chances that the Court might adopt this recommendation of greater institutional modesty in the area of campaign finance. Right now, if one were betting, one would have to bet against this possibility. Instead, in the absence of a nominee, the most likely guess must be that the new justice will provide the crucial fifth vote for adopting the libertarian position. Should that scenario come to pass, then this speculation about “what’s the right thing for the new justice to do” will have to stand as an exercise in what might have been.

The history of the Supreme Court, however, has been a history of surprises. Thus, even if it becomes widely anticipated that the Court will overrule Buckley to fully embrace the libertarian vision of campaign finance, it is possible that the Court will defy expectations in this respect. After all, Justice O’Connor herself was not expected to uphold the corporate spending provision of the McCain-Feingold law. If her successor is someone who has served in Congress, as many have urged, then the new justice upon arriving at the Court may embrace the idea of institutional modesty. If so, then the Court may continue to surprise the nation in its treatment of campaign finance.

Sharing the Burden: Some Thoughts on Voter Registration Lists

By Terri L. Enns

One Congressional response to the irregularities of the 2000 presidential election was to require states to create statewide voter registration lists. The Help America Vote Act of 2002 (HAVA) mandates that each state create a “single, uniform, official, centralized, interactive computerized statewide voter registration list defined, maintained, and administered at the State level that contains the name and registration information of every legally registered voter in the State and assigns a unique identifier to each legally registered voter in the State . . . .” 1  Forty-one states availed themselves of HAVA’s option of extending the deadline from January 1, 2004, to January 1, 2006, but, even with the extensions, doubts remain as to whether all states will have such lists operational by the deadline. 2

Efforts to complete this transition to statewide lists should be a high priority. As numerous states struggle to balance access to the voting process and integrity of the vote itself, accurate and current lists of eligible voters will enable states to maintain that balance with less sacrifice to either value. Additionally, the types of identification required both during registration and at the polling place, another controversial area of election administration, can be impacted by how registration lists are created and maintained. One of the goals is to maintain accurate registrations lists while at the same time avoiding the problem of making the registration process too cumbersome for new or existing registrants.

The purpose of requiring citizens to register to vote is to establish the voter’s eligibility to vote and to avoid various kinds of fraud. Generally, eligibility requires being of voting age, being a U.S. citizen, being in the proper jurisdiction to cast a vote, and not being excluded for a variety of state-specific reasons. In most states, those exclusions are related to conviction of a felony or, in rare circumstances, adjudication as incompetent for the purpose of voting.

Before going further, I would like to issue a caveat. This posting should be seen as a thinking-out-loud kind of piece. I have no doubt omitted many aspects of the registration issue, but I also have hopes that the conversation can be furthered by more people thinking out loud.

When considering the list of “proofs” provided by registering, the list can be divided into status conferred by the state (citizenship and the exclusions), status chosen by the voter (place of residence), and status conferred by the mere passage of time (the minimum age requirement). In the system currently in place in most states, the burden is on the voter at registration to aver age, citizenship, and address, and the state is responsible to check for exclusions once the voter has registered and to put the voter on the proper list by jurisdiction.

My proposal is to place the burden on the state to keep track of what it controls, and the voter to provide information over which the voter has control. I suggest that the state be responsible to provide a “voter eligibility card” to each citizen when she or he turns eighteen or when an immigrant is naturalized. The state would be responsible to update the statewide voter registration list when a person becomes ineligible to vote due to a felony conviction or incapacity. The voter would be responsible bring the card to the polling place along with documentation of the voter’s current address.

Some further details: first, documenting age. Schools are probably the best source for the states to gather information about addresses and birth dates. While educational privacy laws would need to amended, use of address and birth date information for the limited purpose of the state issuing a voter eligibility card is far less controversial than the No Child Left Behind Act of 2001’s current requirement that schools provide such information to military recruiters. HAVA requires the statewide voter registration list to be linked to other sources 3, thus other records may also be used. In any case, the information would need to be gathered from students while they were still mandated to attend school, so that students who drop out would still receive a voter eligibility card.

Another question concerns what happens at the polling place. The moment of voting is when both eligibility determination and fraud prevention are most critical. One issue is the type of address documentation that would be acceptable at the polling place. HAVA provides guidance about what should be sufficient to prove that the voter is in the proper jurisdiction. According to HAVA, a first-time voter who registered by mail and failed to provide one of a listed set of documents must bring documentation to the polling place. Documents that suffice to establish that the person is in the proper jurisdiction include: a current and valid photo identification, a copy of a current utility bill, bank statement, government check, paycheck, or other government document that shows the name and address of the voter. 4  If these documents are sufficient to establish residency for federal elections, states should be satisfied that these documents are sufficient to protect the integrity of state elections.

A person bringing a voter eligibility card would be in a position similar to a mail-in registrant, in that no proof of identity or residency would have been provided to that point. While registering in advance permits elections officials to verify and update lists for each jurisdiction in advance of each election, the six states that currently permit election day registration ( Idaho , Maine , Minnesota , New Hampshire , Wisconsin , Wyoming ) have found successful alternatives. While some of those states require photo identification in order to establish identity, photos are not required by all of them. HAVA does not require a mail-in registrant to provide photo identification at any stage of the process.

But what of the fraud prevention role of registration? Voter fraud can involve voting under a false identity, voting on behalf of someone else, or voting multiple times, either in the same jurisdiction or in multiple jurisdictions. My proposal would reduce the chances of voting under a false identity, because the fraudulent voter would have to proffer another’s voter eligibility card in addition to providing false documents at the time of voting (both acts should be criminalized). A safeguard would be to require that the voter eligibility card be signed, with a signature match at voting. That requirement may have a deterrent effect, but because age and illness, among other causes, can affect signatures, and because detecting falsified signatures can require training, I do not believe that such a safeguard would have much impact on detecting fraud. Since the government issues the original card, it is not possible to apply for the card as someone else. Lastly, voting on behalf of someone else is a problem seen mostly with absentee ballots, and is not impacted by registration systems.

The possibility of voting multiple times remains, as it will with any registration system that does not create a federal registration list that is instantaneously updated to indicate when each voter has voted. Perhaps our best chance of preventing multiple votes is to take a lesson from Iraq and use blue ink on fingers to indicate those who have voted!

To wrap up this exercise in thinking aloud, the benefits of this system would be several. The default assumption is that citizens of a certain age are eligible to vote. The burden for providing information is placed on the party most able to control that information. The card has a very limited use, as it includes only age and citizenship, thus should reduce fears of a “national identity card” and invasions of privacy. The disadvantages include the fact that people need to keep track of the card between intermittent election events. I have not discussed what to do with people who come to the polling place without their cards, but provisional ballots may be useful in that circumstance. A mobile society adds difficulty to sending a voter eligibility card to persons turning eighteen. And perhaps most importantly, this system still requires documentation of identity and residency, requirements which are more difficult for some sectors of our society to meet.

Notes

1. 42 U.S.C. 15483(a)(1)(A).

2. William Welsh, “Penalties unlikely for missing voter database deadline,” Washington Technology, Thursday, July 7, 2005. http://www.washingtontechnology.com/news/20_13/statelocal/26525-1.html

3. HAVA requires that the statewide voter registration list be coordinated with other agency databases within the states, which should provide access to age and address information. See 42 U.S.C. 15483(a)(1)(A)(iv).

4. 42 U.S.C. 15483(b)(2)(A)(i).

Fact-Specific Election Law

As has been widely noted over the last few days, Justice O’Connor’s approach to deciding cases has been characterized by razor-thin rulings that turned on the specific facts at hand. While this pragmatic, incremental approach may serve the nation well in other areas of law (notably abortion and affirmative action), it is quite problematic in the area of election law. In this field particularly, it is important that the outcome of a case be perceived as unaffected by which political party benefits from the outcome, and that appearance of impartiality is difficult to achieve when the outcome is so heavily fact-dependent.

Justice O’Connor’s fact-intensive methodology proved critical in at least three specific sub-domains within election law. First, after initially invalidating the use of race as a criterion for drawing legislative districts, indeed characterizing the practice as akin to “political apartheid,” she ultimately approved of race as a districting factor so long as it does not predominate over traditional districting criteria. Second, with respect to campaign finance, after condemning restrictions on the use of corporate money to fund election-specific advocacy as “the rawest form of censorship,” she ultimately upheld just such restrictions – at least in the circumstance where the government presents credible evidence that corporate campaign spending has caused legislative corruption (as when, for example, the legislature derails measures adverse to corporate interests for fear of losing access to corporate support). Finally, and most prominently, she was one of the Court’s five-member majority that voted in Bush v. Gore to halt the Florida recount while warning that this decision, being limited solely to its specific facts, might lack value as precedent in any future case.

The first two of these three fact-intensive decisions did not provoke the kind of widespread criticism that followed Bush v. Gore. A significant reason for this difference may be that, in the districting and campaign finance decisions, Justice O’Connor’s ultimate vote appeared to favor Democratic Party interests at least as much as Republican ones. Approving the limited, non-predominating use of race in districting decisions was a “liberal” rather than “conservative” decision, consistent with the Democratic Party’s general desire to increase African-American voting power. Likewise, restricting the use of corporate funds for election-specific advocacy is a position thought to favor Democratic more than Republican candidates.

Not so, of course, with Bush v. Gore. There, the partisan advantage of the Court’s decision was plain for all to see. The problem with Republican-appointed Justices using a fact-intensive methodology to achieve this transparently Republican-advantageous result was the inability to show either that the result was compelled by prior precedent or that this new decision itself would prove binding in a circumstance equally disadvantageous to Republicans.

One of the most serious potential issues that loomed large over the 2004 presidential election, and which thankfully was avoided when the Ohio vote fell outside the proverbial “margin of litigation,” was whether the same five-member majority that decided Bush v. Gore would again invoke the Equal Protection Clause to strike down a state’s vote-counting procedure if doing so would benefit the Democratic candidate this time around. Incubating in the offices of pro-Kerry attorneys, ready to be hatched if the number of provisional ballots in Ohio significantly exceeded Bush’s election-night margin of victory among regular ballots, was the argument that the state’s procedures for determining the eligibility of these provisional ballots suffered from the same county-by-county, and even precinct-by-precinct, variations as the Florida recount process in 2000. The widespread belief among election law experts is that the primary lesson from the “near miss of 2004” is the overwhelming importance of precise and unambiguous rules in advance of Election Day concerning the evaluation of provisional ballots, so as to minimize the possibility of post-election litigation concerning their eligibility. The kind of fact-intensive jurisprudence favored by Justice O’Connor is contrary to this lesson of ’04, thereby suggesting that the nation would benefit from a new Justice who adopts a much more rule-oriented jurisprudence at least in the field of election law.

One of the biggest challenges to the development of a rule-based jurisprudence is the precedent that has developed under Justice O’Connor’s fact-based approach. As we have just noted in considering the potential applicability of Bush v. Gore to the 2004 election, fidelity to precedent is crucial if the Court is to appear rule-bound regardless of partisan consequences, rather than appearing unconstrained by rules in a way that enables it to achieve partisan ends on the facts of particular cases. But what if the Court’s effort to formulate a rigid rule in the future, which would be binding down the road, conflicts with a particular decision reached in the O’Connor era? Should the Court overrule the O’Connor-era decision as inconsistent with its new rule-oriented approach, or instead should the Court endeavor to craft a narrower, more fact-dependent rule in an effort to accommodate the O’Connor-decisive precedent?

Although this dilemma has no easy solution, it would not be unreasonable for a new majority on the Court to jettison fact-intensive O’Connor era decisions, as long as in doing so the Court clearly explained its new rule-oriented approach in such a way that observers could judge whether over time the Court remains consistent in following the new approach. Consequently, it is incumbent on the Court early in its new post-O’Connor composition to articulate an overarching vision of its approach to election law cases. The Court should announce whether it will follow the “representation-reinforcing” philosophy that uses the Equal Protection Clause to protect majority rule and equal voting rights from entrenched usurpations of the legislative process by powerful “special interests” – a philosophy that animates many of the Warren Court precedents that form the substructure of contemporary election law, including Bush v. Gore. Alternatively, the Court should announce that it will revert to the pre-Warren Court philosophy of judicial “hands off” with respect to electoral disputes. Perhaps the Court can develop some new philosophical approach to election law cases. In any event, the Court should tell the nation what principles will guide its resolution of election disputes, so that the nation can judge whether the Court is following its own principles regardless of partisan consequences.

At the very least, the Court should impose on itself a requirement that in all election law cases it be able formulate a rule that governs not only the case before it but a definable category of cases that have arisen or are likely to arise. Justice Kennedy’s demand for such a rule with respect to the problem of political gerrymanders was the right sort of judicial instinct. Although the problem is a pressing one and cries out for a judicial solution, and although Justice Breyer’s articulation of a no-systematic-frustration-of-majority-rule standard would seem sufficiently precise to be enforced in a strictly nonpartisan fashion (and would have the added benefit of following in the Warren Court’s “representation-reinforcing” tradition), it was appropriate for Justice Kennedy to hesitate until the Court coalesces around a single discernible standard of this kind. For the Court to invalidate a partisan gerrymander without such a standard, just because the gerrymander looks bad and is intuitively wrong, would be to perpetuate the kind of “ad hoc” decision making that characterizes the O’Connor-era Court and disserves the field of election law.

Thus, going forward, it will be better if the Court adopts clear and precise rules for the resolution of its election law cases, even if one might disagree with the substance of the rule the Court adopts, rather than deciding these cases on such fact-specific grounds that no binding rule emerges for application in future cases.

I Want My MTV … Mayor!

By Christopher M. Fairman
Fellow, Election Law @ Moritz
Associate Professor of Law
Moritz College of Law

Under the headline “Vocal Candidate,” the local paper recently introduced me to Justin Jeffre, former member of the boy-band 98 Degrees, who is running for mayor of Cincinnati. 1  I know that Cincinnati was the cradle for politician-turned-celebrity-turned-politician-again, trash talk show host Jerry Springer. Maybe there’s something peculiar about politics in the Queen City that embraces entertainer candidates. But what explains the rest of the entertainer-mayors: Clint Eastwood in Carmel, Sonny Bono in Palm Springs, Alan Autry in Fresno? Add governors Arnold Schwarzenegger and Jesse “The Body” Ventura and a trend emerges.

At the state and local level, entertainers turned candidates now routinely seek public office. This recent proliferation of celebrity candidates is linked to a political process dominated by media, money, and malaise. But what is wrong with an executive officeholder who is more comfortable on the stage than in the statehouse? Critics lodge that celebrity candidates undermine representative democracy and the legitimacy of the executive branch. Some have suggested that our electoral system should be reformed, especially in the areas of campaign finance and media access, to make it more difficult for celebrity candidates to dominate seasoned political professionals as candidates for executive office. These suggested reforms, however, rest on the mistaken premise that entertainer candidates are a problem. I disagree. Rather than posing a threat to the democratic process or executive legitimacy, the rise of the entertainer-turned-politician reflects that the current electoral system works well to mirror the desires of the electorate.

Celebrity and the Entertainer Politician

Increasingly, there is a blur between politics and pop culture. Bill Clinton blows a saxophone on the Arsenio Hall Show. Schwarzenegger announces his candidacy on Jay Leno. The cable network Showtime even proposed a reality show, “American Candidate,” to identify a person with the qualities and qualifications to be President. The winner would receive $200,000 and a nationwide media appearance to address the nation. 2  This blend of celebrity and politics is not new. P.T. Barnum ran more than the Big Top. He was also elected Mayor of Bridgeport, Connecticut in 1875. However, the current level of preoccupation with celebrity status provides a foundation for the rise of the entertainer politician.

“Celebrity” is hard to define. In general, a celebrity is one who is widely recognized. Fame is a component, but certainly not sufficient; mass murderers can be famous but not be celebrities. Political scientists Darrell West and John Orman provide a useful taxonomy of celebrity influence on politics in their book Celebrity Politics . They identify, for example, legacies born into political-celebrity families (the Kennedys), political newsworthies (Jesse Jackson), and nonpoliticos acting as spokespersons (Charlton Heston). 3  My focus, however, is limited to a subset of what West and Orman call “famed nonpoliticos elected to public office” – entertainers seeking executive office. Think Schwarzenegger.

Broader inquiries are certainly possible. Celebrity candidates include former athletes (Jack Kemp), coaches (Tom Osborne), the extremely rich (H. Ross Perot), and the highly accomplished (John Glenn), as well as entertainers. However, something unique is happening with entertainers and executive office. Entertainers now seeking executive office, like Schwarzenegger, Ventura, Bono, and Jeffre, have resumes completely devoid of any background or experience that offers preparation for the decision-making demands of high-level executive leadership. 4

Media, Money, and Malaise

What characteristics of the current American political process foster this upsurge? You could say it all started with the advent of the direct primary system in 1968. Now voters, not party bosses, have a greater say in who the candidate will be. The entertainer politician is more likely to appeal to a mass audience of voters than to a handful of political elites. While our voting laws provide the structure for the election of popular candidates, mass media, especially television, is the most significant factor giving rise to the entertainer politician.

All candidates for statewide and local office need media access to get their candidacy before the voters. The celebrity entertainer is the ideal candidate. By virtue of their status, entertainers garner more media attention, the so-called “earned” or free media. The newspaper article on Justin Jeffre that caught my eye is a good example.

An entertainer who is used to self-promotion is also better equipped to use the media access. A TV or movie star should be adept at delivering the sound bites TV demands. The entertainer politician often has experience going toe-to-toe with the tabloid press and sidestepping controversy. If past misdeeds do surface, celebrity status insulates the entertainer to a degree. The public simply tolerates more-indeed probably expects more-past misbehavior by celebrities then it allows with noncelebrity candidates. 5

The media also plays a distinct role in the public’s assessment of entertainers for executive office. Voters need to visualize them as potential leaders; television and film provide the roles. In essence, the entertainer politician gets more media attention and is better prepared to make the best use of it.

If TV time is essential to electoral success, cash is the key to TV. The importance of money to local and state political campaigns is the second factor contributing to the rise of entertainer politicians. All elections are expensive. The total expenditure for the 36 gubernatorial races in 2002 was $833.2 million. 6  This comes out to an average cost of $13.68 per vote. Mayoral races now hit record highs. 7  Candidates in the Cincinnati mayoral race are projected to spend almost half a million dollars. 8  A successful candidate must have fundraising capability. The entertainer comes well prepared with all-important name recognition, self-promotion skills, and celebrity friends. 9  They know firsthand that “celebrity sells.” The public may also be more receptive to entertainers in this role. They are used to seeing the entertainer as pitchman. This greater familiarity could translate into an increased willingness to contribute.

A third factor contributing to the rise and success of entertainer politicians is the overall weakness of political parties. The traditional path to executive office involves a winnowing process typically controlled by political parties. Under this model, a viable gubernatorial candidate would have held many prior elected offices at the local and state level. Even a mayoral candidate would have prior experience serving in an entry-level office such as on a school board or city council. This experience in both contested elections and executive leadership provides the political base for higher office.

Growing public dissatisfaction with the product of this process and stagnant governance opens the door for independents and political outsiders. Voters want a “white knight” to champion reform. Entertainer politicians fill the bill. Based upon their celebrity and outsider status, entertainer-candidates can leapfrog the traditional political process. The parties must either make room at the top or risk losing even more electoral ground. This malaise in political parties, compounded by the importance of media and money, explains why entertainers can so easily morph into candidates.

The Academic Critique

So what is the problem if a pop star runs for mayor or talk show host wants to be governor? 10  The ballots are counted the same way regardless of the candidate’s résumé. Nonetheless, the weight of academic opinion is that trading on one’s celebrity in pursuit of executive office is wrong. Several interrelated criticisms emerge.

First, entertainer politicians fuel the current preoccupation with appearance already dominating politics. Democracy depends upon an informed electorate. However, hard news on political issues is being crowded out in favor of celebrity coverage. Entertainer candidates divert even more attention away from real issues in favor of superficial ones and widen this “news hole.” In the end, citizens will lack the necessary information to participate effectively in democracy.

A second criticism centers on entertainers’ lack of policy knowledge. While an entertainer’s outsider status may initially appeal to disillusioned voters, the entertainer executive simply does not have the working knowledge of the major issues of the day to govern effectively. In comparison, career politicians, by definition, have spent years thinking about education, welfare, public transportation, and the like.

An absence of policy knowledge is compounded by a lack of traditional bargaining and negotiation skills. Effective dispute resolution, compromise, and negotiation are essential parts of the executive officeholder skill set. Without these skills, the entertainer executive can alienate those groups needed for effective governance-legislatures, city councils, the media, and ultimately voters.

These deficiencies lead political scientists and popular culturalists to the conclusion that entertainer candidates lack legitimacy undermining the executive office itself. Entertainers essentially dumb-down the electoral pool while pandering to the public’s thirst for the superficial. Simply by running, they divert attention from important policy issues and hinder the electorate’s access to information. If the entertainer wins, the new officeholder’s inexperience in public policy decision-making guarantees an executive ill-equipped to handle the job.

Entertainer Politicians and Democracy

I reject this recurrent theme. As a threshold matter, I am troubled by the narrow view of representative democracy upon which it is based. Critics find entertainer candidates unfit by looking at the characteristics of the candidate alone. Representation, however, is relational. It involves not only the characteristics of the representative, but also how the representative reflects and resembles the represented. In the context of a relationship between the politician and the voter, there is new value in entertainer candidacies.

First of all, appearance is important. Appearance lies at the core of the relationship between the executive and the electorate. There are two types of executive actions-concrete and symbolic. Consider a simple illustration. President Bush’s order of troops into Iraq is a concrete act. Compare that to President Bush landing a jet fighter on the deck of the aircraft carrier Abraham Lincoln and emerging from the cockpit in full flight regalia to the cheers of the crew. This performance, played out on live television, was masterful in detail down to the helmet tucked under his arm, “Commander-in-Chief” painted on the jet, and his swagger across the flight deck. 11  This executive action is purely symbolic.

It is also unquestionably using appearance to affect the representational relationship. Voters never know how a potential candidate will vote on every issue. It is through a candidate’s appearance that voters fill in the gaps to create a more complete picture. It is estimated that 80 percent of Ronald Reagan’s televised actions as President were appearance-oriented, symbolic acts. 12  Representative democracy depends upon this type of use of appearance and symbolism.

Now if Tom Cruise were a candidate, would his reenactment of Top Gun scenes be distinguishable from Bush’s flight deck antics? The focus on appearance and image would target the same relationship between entertainer candidate and electorate as the President’s symbolic act. My point is simple: all politicians use appearance to communicate with voters. An entertainer’s use of appearance is no less legitimate than a career politician’s use of it. To the extent that entertainer politicians emphasize appearance, they strengthen this representational relationship as opposed to distract from it.

And what of the entertainer’s vacuum of public policy detail and skills? Viewed through the representative relationship, the entertainer-who lacks encyclopedic policy knowledge-more closely resembles the electorate than the career politician. At times, this is precisely what voters want. For example, in a pre-election poll, 34 percent of likely voters in the 2003 California governor’s race said that Schwarzenegger’s inexperience made them more likely to vote for him. 13  An electorate tired of policy wonks and political maneuvering can perform a throw-the-bastards-out house cleaning. This can usher in the entertainer candidate who functions as a sort of political everyman. Viewed through this relational lens, entertainers seeking executive office strengthen the political process, representative democracy, and legitimacy.

Of course, this doesn’t mean that a victorious entertainer is destined to be an effective executive. Remember Jesse Ventura. But the discrete assessment of a gubernatorial or mayoral administration is not the point. Rather, entertainers who run for executive office at the state or local level expand our vision of democracy and remind us that popular culture is as much a part of politics as politics is pop culture. So bring on the MTV mayors. Hail to the Entertainer-in-Chief!

Notes

1. Kristy Eckert, Vocal Candidate, Former boy-band member changes beat of Cincinnati mayoral race, The Columbus Dispatch, May 31, 2005, at 1F.

2See American Candidate at htpp://www.hotjobs.com/start/americancandidate (last visited June 2, 2005).

3Darrell West & John Orman, Celebrity Politics 2-6 (2002).

4. I know what you’re thinking – what about Ronald Reagan – the quintessential entertainer politician? Reagan, however, wasn’t elected President on the heels of “Bedtime for Bonzo.” His movie career was already becoming a distant memory when he was elected Governor of California in 1966. In the interim, he was the chief executive of a large labor union, the Screen Actors Guild, where Reagan cultivated experiences quite suitable for executive office. The current trend is different.

5. For example, Schwarzenegger even rebounded from his 1977 interview in Oui magazine where he admitted to group sex and drug use.

6Millions Spent on Governor’s Race a Real Deal, Tallahassee Democrat, (Mar. 21, 2003) (citing Gubernatorial Campaign Expenditure Database), available at http://www.tallahassee.com.

7. Michael Bloomberg spent over $70 million in the New York City mayor’s race in 2001. Lincoln Mitchell & Leo Glickman, Mixing Money and Politics: How Campaign Finance Affects Democratic Governance in the U.S., Human Development Report, U.N. Development Programme, at 30 (2002).

8See supra note 1.

9. Not surprisingly, at his news conference announcing his run for mayor, Justin Jeffre was accompanied by Nick Lachey, former band mate and costar of “The Newlyweds” with wife Jessica Simpson. See supra note 1.

10See Associated Press, Jerr-eee! Jerr-eee! Springer Steals Show (July 27, 2004) (discussing potential Ohio gubernatorial candidacy), available at http://www.msnbc.msn.com/id/5528856.

11See Bush flies Viking, but he doesn’t land it , New York Times, May 1, 2003 (describing the President’s landing), available at www.jsonline.com/news/gen/may03/137887.asp.

12. Thomas Meyer, Mass Communication: Political Culture and Democracy at http://www.nepaldemocracy.org/civic_education/political_culture.htm (last visited June 6, 2005).

13. Susan Page, Lack of Political Resume Can Actually Boost Newcomers, USA Today, Sept. 29, 2003, at 1A.